Radient Blog

Form D for Tracking New Fund Launches

Written by Jasmeet Sodhi | September 13, 2023 at 11:30 AM

Form D is a filing that is required to be filed by companies and individuals who intend to raise capital by selling securities in the United States through private placements. Private placements are offerings of securities that are not made to the general public but are instead offered to a select group of investors.

Form D provides information about the issuer and the offering itself. The Form typically contains information on:

  • The issuer's business,
  • Type of securities being offered,
  • The names and addresses of company executives,
  • The information about how the offering is being conducted,
  • Total Offering Amount (the amount you want to raise),
  • The Amount Sold (the amount you actually raised), and
  • The Total Remaining to be Sold (the amount you failed to raise, but are still trying to raise)

Form D data on Radient is presented in easy-to-read tables and charts. Users can easily track all the information on the company, related persons, and the capital raised. For eg: Radient data shows that Alvento Long/Short Equity Fund Ltd, has raised capital 8 times since 2015.

 

Users can leverage Form D to gain insight on

Type of Securities Offered

Description of the type of securities being offered (e.g., common stock, preferred stock, debt, options, warrants).

Eg: Alvento Long/Short Equity Fund Ltd, offers pooled Investment vehicles.

Use of Proceeds

Details about how the proceeds from the offering will be used by the issuer (e.g., to fund research and development, repay debt, acquire assets).

Sales Compensation

Information about any sales commissions or finders' fees paid in connection with the offering, including the names of individuals or entities receiving compensation.

Accredited Investor Verification

If applicable, an explanation of how the issuer is verifying the accredited investor status of investors participating in the offering.

Issuer's Size

Indication of whether the issuer is a large or small entity based on revenue and other factors.

Additional Information

Any other relevant details about the offering or the issuer's business that the issuer chooses to disclose.

Form D on Radient

  • With the Form D filing data on Radient, users can easily track the new private funds in the market, how much these funds have raised, and any associated fees.
  • With Radient, users can also track the number of times capital has been raised for a fund and the amount that is raised each time.
  • Users can filter for recent filings by Fund name, type of industry, type of funds, and type of securities offered, and by setting a range for the Total Amount Sold.

To know more about the filing, visit Radient or write to us at support@radientanalytics.com