SEC Filings

Aristides Capital LLC's RAUM Increased by 19% in Latest Form ADV Filing

Written by Jasmeet Sodhi | Apr 25, 2023 12:14:35 PM

Aristides Capital, Form ADV filing with the SEC yesterday revealed significant growth in Regulatory Assets Under Management Total (RAUM) by 19% from $250 million to $300 million.

Aristides Capital, a Louisville, KY-based investment advisor, has a unique investment philosophy that centers on value investing. They focus on identifying undervalued assets that have the potential for long-term growth.

Of note, was the removal of Daniel Nall, the Chief Compliance Officer, and Portfolio Manager. While the reason for his departure is unclear, the firm still retained its overall employee count at six from March 2022 to April 2023.

Other than that, not a lot changed YoY. no new fund launches, notable hires, or real movement other than the growth in RAUM

To view the full Form ADV filings and years of historic data, visit the firm's page on Radient