Watch the video:
Step by Step Instructions:
1. Click on Filings on the top menu navigation then select Advisers from the drop-down menu
2. Filter or sort listings by Date Filed, State, and Total Reg AUM. You can also search by Firm name.
NOTE: ONLY PREMIUM AND ADVANCED USERS CAN VIEW THE FULL FIRM DETAILS AND USE ADVANCED SEARCH
NOTE: PREMIUM AND ADVANCED USERS CAN SAVE SEARCHES BY CLICKING "SAVED SEARCHES" NEXT TO THE SEARCH BAR
3. After selecting a firm, click the View firm ADV details to view the most recent Form ADV
4. To view and compare historic filings, click the Compare button, then either Filings or Historic Data from the drop-down menu.