Resources

How Does The SEC Monitor & Enforce Compliance With Its Disclosure Requirements Through The Edgar System?

Written by Jasmeet Sodhi | Feb 21, 2023 12:57:02 PM

The SEC monitors and enforces compliance with its disclosure requirements through the EDGAR system by receiving, reviewing, and processing filings. Companies must submit their disclosures to EDGAR in an electronic format, which the SEC reviews for accuracy and completeness. |
If discrepancies are found, then an investigation may be initiated and enforcement action is taken.