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How Can Investors Access A Registered Investment Adviser's Form ADV?

Written by Jasmeet Sodhi | Feb 21, 2023 12:43:09 PM

Investors can access a Registered Investment Adviser's Form ADV through their state securities regulator's website or by searching the Investment Adviser Public Disclosure (IAPD) Database on the SEC website. They may contact the adviser directly and request a copy of their form. Many make their Form ADV available at their office or in PDF format.

Investors/ Users can access Form ADVs going back to 2013 on RADiENT.